During a panel this week at the Wealth Management Edge conference in Hollywood, Florida, Duran reflected on the evolution of ...

Cetera Financial Group has added former executives from LPL Financial, Commonwealth Financial, Osaic and TD Ameritrade to ...

Schwab also announced that Chief Financial Officer Peter Crawford is set to retire from the firm. Crawford, who joined Schwab ...

The regulator is making amendments to the 24-year-old Regulation S-P, which governs the manner in which registered investment ...

Kestra Financial subsidiary Bluespring Wealth Partners announced it has acquired a Scottsdale, Arizona–based practice that ...

Summit Financial Holdings announced it has added an advisory team from UBS, where they oversaw more than $370 million in ...

As the wealth management industry matures, the most successful registered investment advisor firms will be the ones that ...

Wells Fargo faces a lawsuit claiming that the firm failed to stop the perpetrators of an alleged $300 million Ponzi scheme ...

Merrill Lynch has agreed to pay $825,000 to resolve alleged supervisory failures related to its best-execution and ...

Mercer Global Advisors has become synonymous with aggressive acquisitions, but its chief executive sees no reason the firm ...

Khan, who joined UBS in 2019 from Swiss rival Credit Suisse, was named the sole head of UBS' global wealth management business in 2022, as then-co-president of the wealth business Tom Naratil — who ...

JPMorgan has snapped up a Merrill Lynch advisor team producing $10 million in annual revenue from $28 billion in assets, the ...